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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-12-14 |
| TX | RA | APPROVED | 2022-12-12 |
Branch Locations
1103 Macy Drive, Rosewell, GA 30076 • United States
1103 Macy Drive, Roswell, GA 30076 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 10/2006 | 12/2022 |
| Lpl Financial | Roswell | GA | 12/2022 | Present |
1-10/2006 / Richardson Investment Advisory, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / Rosewell, GA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-10 |
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