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Emily Anne Ellis

Ameriprise Financial Services, LLC

Roswell, GA

Marietta, GA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-06-26
TX RA APPROVED_RES 2017-06-19
  • GA RA
    APPROVED
    Since 2017-06-26
  • TX RA
    APPROVED_RES
    Since 2017-06-19

Branch Locations

1401 Macy Dr, Roswell, GA 30076 • United States

Marietta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Roswell GA 05/1999 06/2017
Ameriprise Financial Services Inc Alpharetta GA 06/2017 03/2020
Ameriprise Financial Services, Llc Roswell GA 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-19
S63 Uniform Securities Agent State Law Examination 2010-09-28
S65 Uniform Investment Adviser Law Examination 1994-11-10
  • S66 Uniform Combined State Law Examination
    2011-12-19
  • S63 Uniform Securities Agent State Law Examination
    2010-09-28
  • S65 Uniform Investment Adviser Law Examination
    1994-11-10
Other Names
  • Emily Anne Resch

View on SEC IAPD

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PARK AVENUE SECURITIES LLC · ROSWELL, GA
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FORUM FINANCIAL MANAGEMENT, LP · Roswell, GA
BARNARD FINANCIAL GROUP, LLC · ROSWELL, GA
HOWARD CAPITAL MANAGEMENT, LLC · ROSWELL, GA
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