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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-06-26 |
| TX | RA | APPROVED | 2017-06-16 |
Branch Locations
1401 Macy Dr, Roswell, GA 30076 • United States
Roswell, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward D. Jones & Co., L.P. | Roswell | GA | 02/1983 | 06/2017 |
| Ameriprise Financial Services Inc | Alpharetta | GA | 06/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Roswell | GA | 03/2020 | Present |
Real Estate Ownership; Sold Property this past week.; 1002 Macy DrRoswell, GA 30076, , Roswell, GA, 30076; Investment-Related; 06/01/2014. Business Ownership; The Bear and Cub, LLC; Owner; Real Estate; 505 Shelli Ln, , Roswsell, GA, 30075; Investment-Related; 06/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; New York Life; Annuity interested party sold this product years ago while I was at Edward Jones.; Regular Address NYL Annuity Service Center P.O. Box 9859 Provide, ,; Not Investment-Related; 07/17/2017; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-19 |
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