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Thomas Grayson Easterling

LPl Financial LLC

Alexandria, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-10-03
TX RA APPROVED_RES 2019-10-01
  • LA RA
    APPROVED
    Since 2019-10-03
  • TX RA
    APPROVED_RES
    Since 2019-10-01

Branch Locations

128 Versailles Blvd., Alexandria, LA 71303 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Alexandria LA 05/2005 10/2019
Fsc Agency Alexandria LA 05/2005 10/2019
Financial Services Of Central Louisiana Alexandria LA 05/2005 09/2019
Lpl Financial Llc Alexandria LA 10/2019 Present
  • 05/2005 → 10/2019
    Fsc Securities Corporation
    Alexandria, LA
  • 05/2005 → 10/2019
    Fsc Agency
    Alexandria, LA
  • 05/2005 → 09/2019
    Financial Services Of Central Louisiana
    Alexandria, LA
  • 10/2019 → Present
    Lpl Financial Llc
    Alexandria, LA
Previous Registrations
  • 2005-05-26 → 2019-10-03
    Fsc Securities Corporation
    Alexandria, LA
    Alexandria, LA
  • 1999-01-14 → 2005-05-27
    Osaic Fa, Inc.
    Alexandria, LA
Other Businesses

1)10/1/19- FINANCIAL SOLUTIONS GROUP LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- ALEXANDRIA VA - start date 3/26/2010 - 160hrs/mth 2)10/1/19- FSG Holdings llc- Business Entity For Tax/Investment Purposes Only- member - Inv. RElated - Alexandria, VA- start date 3/25/2015- 0%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-02
S63 Uniform Securities Agent State Law Examination 1995-10-26
  • S65 Uniform Investment Adviser Law Examination
    2009-03-02
  • S63 Uniform Securities Agent State Law Examination
    1995-10-26
Other Names
  • Gray Easterling

View on SEC IAPD

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Other Investors

Heather M Parker
CRISSY PUCKETT SHIRLEY
BRIAN JOSEPH FLYNN
LORI ANN DECKER
John Bradley Fream
JOSEPH OSCAR BOLLINGER JR
MICHAEL THOMAS UPTON
JEFFREY LEE DRAUGHON

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, LA
INDEPENDENT FINANCIAL PARTNERS · Alexandria, LA
LPL FINANCIAL LLC · ALEXANDRIA, LA
LPL FINANCIAL LLC · ALEXANDRIA, LA
CETERA INVESTMENT ADVISERS LLC · Alexandria, LA
EDWARD JONES · ALEXANDRIA, LA
PARK AVENUE SECURITIES LLC · ALEXANDRIA, LA
EDWARD JONES · ALEXANDRIA, LA

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