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Omar Lozano

Pnc Wealth Management LLC

Boerne, TX

CRD 1663540

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-21
  • TX RA
    APPROVED
    Since 2021-09-21

Branch Locations

1410 South Main Street, Boerne, TX 78006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 12/1995 08/2021
Bbva Wealth Solutions Inc. Helotes TX 10/2010 08/2021
Bbva Securities Inc. Helotes TX 05/2013 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 08/2002 08/2021
Pnc Investments Helotes TX 08/2021 Present
  • 12/1995 → 08/2021
    Compass Bank
    Birmingham, AL
  • 10/2010 → 08/2021
    Bbva Wealth Solutions Inc.
    Helotes, TX
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    Helotes, TX
  • 08/2002 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 08/2021 → Present
    Pnc Investments
    Helotes, TX
Previous Registrations
  • 2010-10-15 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
    Helotes, TX
  • 2010-07-08 → 2010-10-15
    St Johns Wealth Management
    Helotes, TX
  • 2004-05-10 → 2010-07-08
    Bbva Compass Investment Solutions, Inc
    Boerne, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    Helotes, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    Corpus Christi, TX
    Corpus Christi, TX
    Corpus Christi, TX
    Bishop, TX
    Corpus Christi, TX
    Corpus Christi, TX
    Helotes, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-05-21
  • S63 Uniform Securities Agent State Law Examination
    1987-05-21

View on SEC IAPD

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