Shirley V Sohmer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Securities America Inc
  Charlotte, NC
• 05/2016 → 11/2018
  Securities America Advisors
  Charlotte, NC
• 11/2018 → 08/2020
  Lpl Financial Llc
  Fort Mill, SC
• 09/2020 → 09/2022
  Bb&T Securities, Llc
  Greensboro, NC
• 02/2021 → 09/2022
  Truist Investment Services, Inc.
  Greensboro, NC
• 02/2021 → 09/2022
  Truist Advisory Services, Inc.
  Atlanta, GA
• 09/2022 → Present
  Lpl Financial Llc
  Greensboro, NC

Previous Registrations

• 2021-02-17 → 2022-09-22
  Truist Advisory Services, Inc.
  Atlanta, GA
  Greensboro, NC
• 2020-10-01 → 2021-02-17
  Bb&T Securities, Llc
  Greensboro, NC
  Richmond, VA
• 2018-12-10 → 2020-09-11
  Lpl Financial Llc
  Fort Mill, SC
• 2016-05-31 → 2018-11-20
  Securities America Advisors, Inc.
  Charlotte, NC
• 2006-07-07 → 2016-04-14
  Charles Schwab & Co., Inc.
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Lone Tree, CO

Exams

• S66 Uniform Combined State Law Examination
  2006-07-06
• S63 Uniform Securities Agent State Law Examination
  1999-11-05

Other Names

• Shirley V Sohmer
• Shirley V Sohmer
• Shirley Vanessa Sohmer