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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-05-12
SC RA APPROVED 2016-05-12
PA RA APPROVED 2013-11-11
  • NC RA
    APPROVED
    Since 2016-05-12
  • SC RA
    APPROVED
    Since 2016-05-12
  • PA RA
    APPROVED
    Since 2013-11-11

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

665 Philadelphia Street, Suite 106, Indiana, PA 15701 • United States

121 N. Main St. Suite 101, Greensburg, PA 15601 • United States

144 Thomas Green Blvd. Suite 236, Clemson, SC 29631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Premier Financial Associates Indiana PA 10/2001 Present
Brookstone Capital Management, Llc Wheaton IL 11/2013 Present
Previous Registrations
Other Businesses

1)CALVARY BAPTIST CHURCH & MINISTRIES, 665 Philadephia St., Suite 106, Indiana, pA 15701 BUSINESS MANAGER 80 HOURS A MONTH 2) NAME OF BUSINESS: COLLEGE FUNDING SOLUTIONS, 104 HERITAGE RUN RD., INDIANA, PA 3) Insurance INVESTMENT RELATED: NO ADDRESS: 104 HERITAGE RUN RD, INDIANA, PA 15901 NATURE OF BUSINESS: ASSIST FAMILIES WITH NON-SECURITY RELATED SERVICES ASSOCIATED WITH COLLEGE ADMISSION, COLLEGE AID AND COLLEGE CASH FLOW REQUIREMENTS. TITLE: 50% OWNER START: 1/23/06 HOURS PER MONTH: 10 HOURS DURING SECURITIES TRADING: 0 DUTIES: MEET WITH PARENTS, ASSIST WITH NON-SECURITY RELATED SERVICES ASSOCIATED WITH COLLEGE ADMISSION, COLLEGE AID AND COLLEGE CASH FLOW REQUIREMENTS. 3)NAME OF BUSINESS: THE R.L. GROUP LLC INVESTMENT RELATED: YES ADDRESS: 104 HERITAGE RUN ROAD, INDIANA, PA 15701 NATURE OF BUSINESS: INSURANCE AGENCY TITLE: OWNER START: 5/2006 HRS PER MONTH: MEET PERIODICALLY WITH AGENT IN CHARGE HRS DURING SECURITIES TRADING: 0 DUTIES: MEET WITH AGENT IN CHARGE TO MAKE SURE THE AGENCY IS FUNCTIONING PROPERLY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-05-19
  • S63 Uniform Securities Agent State Law Examination
    1987-05-19
Designations
Other Names
  • Rick Leasure

View on SEC IAPD

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