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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-17 |
| ME | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gallant' Photography | Augusta | ME | 01/1985 | Present |
| Gallant'S Insurance | Cumberland | ME | 01/1993 | Present |
| Investors Capital Corp. | Cumberland Center | ME | 11/1993 | 09/2016 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. DBA GALLANT ' S INSURANCE POSITION: OWNER NATURE: sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/25/1986 ADDRESS: 26 MEADOW LANE, CUMBERLAND CENTER ME 04021, United States DESCRIPTION: Fixed Life and Health Insurance sales and service 3. DAVID J. GALLANT POSITION: Notary NATURE: Non-compensated, never charged for services, Notary public INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/13/2013 ADDRESS: 26 Meadow Lane, Cumberland ME 04021, United States DESCRIPTION: Notarized signatures
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-29 |
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