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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Cincinnati | OH | 04/2007 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. CO-OWNER WITH THE PROTECH AUTO CARE INC. 2. FOUNDER OF KAREN CARNS FOUNDATION IN; MASON, OH; FOUNDER; CHARITY; 1 HOUR PER WEEK IS DEVOTED DURING NON TRADING HOURS PER WEEK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-14 |
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