Les Anthony Garaventa

Employer firm

Ameritas Advisory Services, LLC CRD 317245

$13.7B regulatory AUM 1,086 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1985 → Present
  Garaventa Accountancy Corporation
  Concord, CA
• 06/2006 → Present
  Ameritas Investment Corp.
  Lincoln, NE
• 06/2006 → Present
  Ameritas Life Insurance Corp.
  Lincoln, NE
• 01/2012 → Present
  Les Garaventa Jr Cpa
  Concord, CA
• 08/2002 → Present
  Northgate High School
  Walnut Creek, CA
• 11/2021 → Present
  Ameritas Advisory Services, Llc
  Lincoln, NE

Previous Registrations

• 2002-09-19 → 2006-06-30
  Carillon Investments, Inc.
  Concord, CA
  Concord, CA

Other Businesses

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * GARAVENTA ACCOUNTANCY CORPORATION; SAME AS BRANCH; NON-INV REL; ACCOUNTING AND INCOME TAX PREPERATION; PRESIDENT; START DATE=07/1985; HRS/MO=168; TRADING HRS/MO=0; PREPARE TAX RETURNS * NORTHGATE HIGH SCHOOL; 425 CASTLE ROCK RD, WALNUT CREEK CA 94598; NON-INV REL; FOOTBALL; COACH; START DATE=08/2002; HRS/MO=80; TRADING HRS/MO=0; COACHING * LES A GARAVENTA JR CPA; SAME AS BRANCH; INV REL; FINANCIAL PLANNING/ADVISOR; CPA/INVESTMENT ADVISOR; START DATE=01/2012; HRS/MO=50; TRADING HRS/MO=50; FINANCIAL PLANNING/INVESTMENT ADVISING-MEET WITH CLIENTS TO DISCUSS THEIR FINANCIAL AND TAX PLANNING NEEDS * Walter K. Schindhelm; same as branch; non-inv rel; administration of trust when original trustee is no longer able; Successor Trustee; start date=01/2016; hrs/mo=0; trading hrs/mo=0; when the original trustee of the trust is no longer capable of administering his trust or is deceased, I will be the successor trustee of his trust * Janice Gordon; same as branch; non-inv rel; administering the estate/trust of my late friend Janice Gordon; Executor/Trustee; start date=07/2018; hrs/mo=10; trading hrs/mo=0; obtain appraisals, pay bills of the trust estate, sell assets if necessary, distribute assets to beneficiaries * Rental Property; same as branch; non-inv rel; rent this property to my CPA corporation business; Rental Property Owner; start date=12/1999; hrs/mo=5; trading hrs/mo=0; manage rental property, collect rent and pay bills for this property * GGG Farms; 18808 Harpold Rd, Malin OR 97632; non-inv rel: cattle ranching/farming; Managing Member; start date=11/2020; hrs/mo=5; trading hrs/mo=0; manage cattle ranching operation

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-18
• S63 Uniform Securities Agent State Law Examination
  1998-11-06

Other Names

• Les Anthony Jr Garaventa