John Allen Buchanan

Employer firm

Assetmark, Inc. CRD 109018

$91.8B regulatory AUM 220,268 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Assetmark Brokerage, Llc
  Oakton, VA
• 08/2014 → Present
  Assetmark Financial Holdings, Inc
  Oakton, VA
• 08/2014 → Present
  Assetmark, Inc
  Oakton, VA

Previous Registrations

• 2005-04-01 → 2005-07-18
  Banc Of America Investment Services, Inc.
  Richmond, VA
• 2002-12-19 → 2003-05-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Roanoke, VA

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 08/2014 - 160 HRS / MONTHLY, SENIOR INVESTMENT SPECIALIST, ASSETMARK INVESTMENT SOLUTIONS OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2000-01-17

Other Names

• John A Buchanan