Steven G Glen Trimble

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  Ubs Financial Services Inc.
  Cincinnati, OH

Previous Registrations

• 2005-09-06 → 2014-05-22
  Wells Fargo Clearing Services, Llc
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
• 2004-01-01 → 2005-09-21
  Pnc Wealth Management Llc
  Cincinnati, OH
• 2003-06-06 → 2004-01-01
  J.J.B. Hilliard, W.L. Lyons, Llc
  Cincinnati, OH

Other Businesses

1. INSURANCE TRAIL COMMISSIONS, NOT INVESTMENT RELATED, CINCINNATI OH, INSURANCE RENEWAL COMMISSIONS, BEGAN 1985, NO TIME CURRENTLY SPENT, RECIEVE COMMISSIONS FROM PREVIOUSLY SOLD LIFE AND HEALTH INSURANCE POLICIES. Ruah Woods / 6675 Wesselman Road Cincinnati,Ohio 45248 / Company/ Charities, Cultural, Educational & Political Organisations / Develop religious education and curriculum for Catholic elementary and high schools / Member of Board of Directors / / Meet with other directors and provide advice regarding the business plan and fund raising / Start Date 05/26/2017/ / Board meetings are the 4 Friday each month from 8:30-10:30 AM

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-11
• S63 Uniform Securities Agent State Law Examination
  1996-10-31

Other Names

• Steven Glen Trimble