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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-06 |
| OH | RA | APPROVED | 2014-05-20 |
Branch Locations
312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States
Blue Ash, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Cincinnati | OH | 05/2014 | Present |
1. INSURANCE TRAIL COMMISSIONS, NOT INVESTMENT RELATED, CINCINNATI OH, INSURANCE RENEWAL COMMISSIONS, BEGAN 1985, NO TIME CURRENTLY SPENT, RECIEVE COMMISSIONS FROM PREVIOUSLY SOLD LIFE AND HEALTH INSURANCE POLICIES. Ruah Woods / 6675 Wesselman Road Cincinnati,Ohio 45248 / Company/ Charities, Cultural, Educational & Political Organisations / Develop religious education and curriculum for Catholic elementary and high schools / Member of Board of Directors / / Meet with other directors and provide advice regarding the business plan and fund raising / Start Date 05/26/2017/ / Board meetings are the 4 Friday each month from 8:30-10:30 AM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-31 |
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