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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1990-09-13
  • TX RA
    APPROVED
    Since 1990-09-13

Branch Locations

301 Commerce, Fort Worth, TX 76102 • United States

301 Commerce Ste 2800, Ft. Worth, TX 76102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Fort Worth TX 09/1990 Present
Other Businesses

1)MEALS ON WHEELS OF TARRANT COUNTY / 320 SOUTH FREEWAY FORT WORTH,TEXAS 76104 / OTHER/ OTHER MEALS/FOOD / DELIVERING NUTRITIOUS MEALS TO OLDER ADULTS, PERSONS WITH DISABILITIES, AND HOMEBOUND PERSONS / TRUSTEE /REVIEW THIER INVESTMENT POLICIES / START DATE 5/28/2014

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-15
  • S63 Uniform Securities Agent State Law Examination
    1987-04-15

View on SEC IAPD

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