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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-10-11 |
Branch Locations
4319 Jeffers Road Suite 202, Eau Claire, WI 54703 • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gradient Securities, Llc | Arden Hills | MN | 01/2015 | 03/2021 |
| Hall Financial Group, Llc | Eau Claire | WI | 08/2009 | Present |
| Woodbury Financial Services Inc | Eau Claire | WI | 03/2021 | 01/2024 |
| Osaic Wealth, Inc. | Eau Claire | WI | 01/2024 | 09/2024 |
| Lpl Financial, Llc | Eau Claire | WI | 10/2024 | Present |
| Gateway Wealth Partners, Llc | Eau Claire | WI | 10/2024 | Present |
1- 09/2024 / Gateway Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 09/2024 / HALL FINANCIAL GROUP LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 3- 09/2024 / Gateway Financial / Non-Variable Insurance / Investment Related / 2 hrs mth / 10 hrs during trading / EAU CLAIRE WI / Start date: 09/05/2024 4- 10/15/2024 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-08 |
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