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Thomas William Lind

Lasalle St. Investment Advisors, L.L.C.

Eau Claire, WI

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Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-08-23
CO RA APPROVED 2018-07-11
MN RA APPROVED 2014-02-10
TX RA APPROVED 2012-06-21
WI RA APPROVED 2010-10-11
  • AZ RA
    APPROVED
    Since 2018-08-23
  • CO RA
    APPROVED
    Since 2018-07-11
  • MN RA
    APPROVED
    Since 2014-02-10
  • TX RA
    APPROVED
    Since 2012-06-21
  • WI RA
    APPROVED
    Since 2010-10-11

Branch Locations

1231 Menomonie St Suite E, Eau Claire, WI 54703-6636 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St. Securities, L.L.C. Eau Claire WI 10/2006 Present
Lasalle St. Invesment Advisors, Llc Eau Claire WI 10/2010 Present
  • 10/2006 → Present
    Lasalle St. Securities, L.L.C.
    Eau Claire, WI
  • 10/2010 → Present
    Lasalle St. Invesment Advisors, Llc
    Eau Claire, WI
Previous Registrations
Other Businesses

FIXED INSURANCE; LASALLE ST. INVESTMENT ADVISORS, LLC - RIA;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1998-08-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1998-08-28
Designations
Other Names
  • Tom Lind
  • Thomas William Lind

View on SEC IAPD

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Other Offices

NICOLET WEALTH MANAGEMENT · Eau Claire, WI
OSAIC WEALTH, INC. · Eau Claire, WI
EDWARD JONES · EAU CLAIRE, WI
RJ HILL'S FINANCIAL SERVICES, LLC · EAU CLAIRE, WI
U.S. BANCORP ADVISORS, LLC · Eau Claire, WI
CETERA INVESTMENT ADVISERS LLC · EAU CLAIRE, WI
EDWARD JONES · EAU CLAIRE, WI
CAPITAL COORDINATORS COMPANY · EAU CLAIRE, WI

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