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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-18
  • TX RA
    APPROVED
    Since 2016-04-18

Branch Locations

43 Tiburon Dr.,, Austin, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Austin TX 04/2016 Present
Kestra Advisory Services, Llc Austin TX 04/2016 Present
Other Businesses

Business Name: Stephen M. Muro Capital Financial Resources Investment Related: No Address: 43 Tiburon Drive Austin TX 78738 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 5/1/1986 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: I assist clients with obtaining insurance coverageBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-08
S63 Uniform Securities Agent State Law Examination 1987-05-01
  • S66 Uniform Combined State Law Examination
    2008-04-08
  • S63 Uniform Securities Agent State Law Examination
    1987-05-01

View on SEC IAPD

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