James Robert Bishop

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 11/2016
  Wells Fargo Advisors Llc
  Los Angeles, CA
• 11/2016 → 11/2025
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
• 11/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  San Antonio, TX

Previous Registrations

• 2009-06-29 → 2025-11-13
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Brea, CA
  Riverside, CA
  San Antonio, TX
• 1997-07-08 → 2009-07-21
  Ubs Financial Services Inc.
  Century City, CA
  Los Angeles, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-20
• S63 Uniform Securities Agent State Law Examination
  1987-04-24

Other Names

• James Bishop