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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-11-27 |
| TX | RA | APPROVED | 2018-11-20 |
Branch Locations
One North Brentwood Suite 900, St. Louis, MO 63105-3926 • United States
Glendale, MO • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | St. Louis | MO | 08/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | 11/2018 |
| Rbc Capital Markets, Llc. | St. Louis | MO | 11/2018 | Present |
| City National Bank | St. Louis | MO | 05/2019 | Present |
UBER; NOT INV RELATED; ST. LOUIS, MO; DRIVER; START 2/12/2016; 16 HOURS PER MONTH, 0 DURING TRADING; DRIVING. IMPERIAL CONDOMINIUM ASSOCIATION; NOT INVESTMENT RELATED; CLAYTON, MO; BOARD MEMBER; START DATE 04/21/17; 4 HOURS PER MONTH / 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-05 |
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