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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-05-24 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Tampa | FL | 05/2018 | Present |
| World Financial Group, Inc. | Cedar Rapids | IA | 04/2018 | Present |
| Securities Support Unit/Signator Investors, Inc | Rochester | MN | 07/2016 | 04/2018 |
As an employee of Transamerica Financial Advisors, Inc., may perform home office functions for other business units.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-10 |
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