Kimberly D Amend

Lutherville, MD

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-08
MD	RA	APPROVED	2019-05-08

TX RA
APPROVED

Since 2020-04-08
MD RA
APPROVED

Since 2019-05-08

Branch Locations

2330 West Joppa Road Suite 255, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Baltimore	MD	02/2006	Present
Morgan Stanley Smith Barney	Lutherville	MD	06/2009	Present

02/2006 → Present

Citigroup Global Markets Inc.

Baltimore, MD
06/2009 → Present

Morgan Stanley Smith Barney

Lutherville, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-08
S63	Uniform Securities Agent State Law Examination	2009-11-16

S66 Uniform Combined State Law Examination

2019-05-08
S63 Uniform Securities Agent State Law Examination

2009-11-16

Other Names

Kimberley Dee Amend

View on SEC IAPD

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SUMMIT FINANCIAL, LLC

KESTRA ADVISORY SERVICES, LLC

JANNEY MONTGOMERY SCOTT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

FREMONT JAMES KNITTLE

ANDREW WILLIAM SULLIVAN

R. MATTHEW WILLIAMS NOVAK

ROBERT WILMER BLACK

FRED CREGAN HILL

Other Offices

HARBOR INVESTMENT ADVISORY, LLC · LUTHERVILLE, MD

BLACK DIAMOND FINANCIAL, LLC · LUTHERVILLE, MD

CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

SUMMIT FINANCIAL, LLC · LUTHERVILLE, MD

KESTRA ADVISORY SERVICES, LLC · Lutherville, MD

KESTRA ADVISORY SERVICES, LLC · LUTHERVILLE, MD

CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

JANNEY MONTGOMERY SCOTT LLC · Lutherville (Greenspring), MD

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