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John Francis Conway

B.B. Graham & Company, Inc.

Orange, CA

Dunmore, PA

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Current Employers
B.B. Graham & Company, Inc.

1700 W. Katella Ave., Orange, CA 92867 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-04
  • PA RA
    APPROVED
    Since 2025-09-04

Branch Locations

1700 W. Katella Ave., Orange, CA 92867 • United States

212 E Drinker Street, Suite C, Dunmore, PA 18512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
L.M. Kohn & Company Cincinnati OH 01/2012 09/2025
B.B. Graham & Company, Inc. Orange CA 09/2025 Present
Previous Registrations
  • 2012-02-01 → 2025-09-08
    L.M. Kohn & Company
    Atlanta, GA
    Dunmore, PA
    Cincinnati, OH
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-02
S63 Uniform Securities Agent State Law Examination 1987-10-20
  • S65 Uniform Investment Adviser Law Examination
    1993-03-02
  • S63 Uniform Securities Agent State Law Examination
    1987-10-20
Other Names
  • Jack Conway
  • John Francis Conway
  • John Francis Conway

View on SEC IAPD

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Other Offices

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TRANSAMERICA FINANCIAL ADVISORS, LLC · Orange, CA
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