Kevin F Vesey

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
CT	RA	APPROVED	2014-11-19

TX RA
APPROVED_RES

Since 2020-04-02
CT RA
APPROVED

Since 2014-11-19

Branch Locations

90 Grove Street, Ridgefield, CT 06877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Ridgefield	CT	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Ridgefield, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-18
S63	Uniform Securities Agent State Law Examination	1997-01-28

S66 Uniform Combined State Law Examination

2014-11-18
S63 Uniform Securities Agent State Law Examination

1997-01-28

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STRATOS WEALTH PARTNERS, LTD

J.P. MORGAN SECURITIES LLC

R & R WEALTH STRATEGIES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

INVENIRE CAPITAL, LLC

Other Investors

ELYSSIA CATHARYN POLAND

NELSON NOREN EHINGER

Jennifer Bower Perkins

LISA A CERBONE MONTALTO

BARBARA ANN MCMAHON

ILLONA MARIE VITALI

Other Offices

OSAIC INSTITUTIONS, INC. · RIDGEFIELD, CT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIDGEFIELD, CT

STRATOS WEALTH PARTNERS, LTD · Ridgefield, CT

J.P. MORGAN SECURITIES LLC · RIDGEFIELD, CT

EDWARD JONES · Ridgefield, CT

R & R WEALTH STRATEGIES, LLC · RIDGEFIELD, CT

AMERIPRISE FINANCIAL SERVICES, LLC · Ridgefield, CT

INVENIRE CAPITAL, LLC · RIDGEFIELD, CT

More in Ridgefield, CT

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