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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2000-03-23
  • CT RA
    APPROVED
    Since 2000-03-23

Branch Locations

150 Danbury Road, Ridgefield, CT 06877 • United States

20 Compo Road South, Westport, CT 06880 • United States

190 Old Ridgefield Road, Wilton, CT 06897 • United States

2000 Post Road Suite 103, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Ridgefield CT 02/1999 Present
Fairfield County Bancorp Ridgefield CT 01/2004 Present
  • 02/1999 → Present
    Infinex Investments, Inc.
    Ridgefield, CT
  • 01/2004 → Present
    Fairfield County Bancorp
    Ridgefield, CT
Other Businesses

1.)I RUN A SIDE PHOTOGRAPHY BUSINESS TAKING PHOTOS THAT ARE AVAILABLE FOR SALE. THIS BUSINESS IS A SELF EMPLOYED ENDEAVOR AND IS THEREFORE LISTED UNDER MY HOME ADDRESS. IT DOES NOT CONFLICT WITH THE SECURITIES BUSINESS AT ALL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1999-04-10
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1999-04-10

View on SEC IAPD

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