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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-12
CT RA APPROVED 2006-09-15
  • TX RA
    APPROVED_RES
    Since 2018-04-12
  • CT RA
    APPROVED
    Since 2006-09-15

Branch Locations

63 Copps Hill Rd, Ridgefield, CT 06877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Ridgefield CT 07/2011 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Ridgefield CT 09/2006 Present
  • 07/2011 → Present
    Bank Of America, N.A.
    Ridgefield, CT
  • 09/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Ridgefield, CT
Previous Registrations
  • 2002-03-18 → 2006-09-20
    Morgan Stanley Dw Inc.
    Danbury, CT
    Danbury, CT
Other Businesses

I*480962, Entity Type: , Name of OBA: Redding Republican Town Committee, Address: Redding, Connecticut, 06875, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 06/01/2016, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: Attend monthly meetings and suggest people for vacant positions on Redding boards and commssions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-30
  • S66 Uniform Combined State Law Examination
    1999-06-30
Other Names
  • David Millard Lewson

View on SEC IAPD

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