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Current Employers
Palmetto Retirement Specialists, Llc

21804 Us Highway 278, Williston, SC 29853 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APP_PEND_IARCE 2026-01-01
  • SC RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

21804 Us Highway 278, Williston, SC 29853 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Aiken Financial Center, Llc Aiken SC 03/2005 Present
Palmetto Insurance Specialists, Llc Aiken SC 03/2011 Present
Gradient Securities, Llc Shoreview MN 09/2012 Present
  • 03/2005 → Present
    Aiken Financial Center, Llc
    Aiken, SC
  • 03/2011 → Present
    Palmetto Insurance Specialists, Llc
    Aiken, SC
  • 09/2012 → Present
    Gradient Securities, Llc
    Shoreview, MN
Previous Registrations
  • 2005-03-08 → 2005-09-26
    The Investment Center, Inc.
    Aiken, SC
Other Businesses

TINKER CREEK PLANTATION, LLC. OWNS ABOUT 62 ACRES RAW LAND; USES AS PRIMARY AND SOLE RESIDENCE ONLY - NO INCOME DERIVED FROM THIS SOURCE. ESTABLISHED CONNECTION 12/2002. AIKEN FINANCIAL CTR, LLC 2/2005 INSURANCE PRODUCTS SALES - OWNER APPROXIMATELY 40 HOURS PER WEEK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-29
S63 Uniform Securities Agent State Law Examination 1987-07-17
  • S65 Uniform Investment Adviser Law Examination
    1999-04-29
  • S63 Uniform Securities Agent State Law Examination
    1987-07-17

View on SEC IAPD

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