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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-10-07
GA RA APPROVED 2024-09-19
TX RA APPROVED 2024-09-18
NC RA APPROVED 2024-08-06
  • SC RA
    APPROVED
    Since 2024-10-07
  • GA RA
    APPROVED
    Since 2024-09-19
  • TX RA
    APPROVED
    Since 2024-09-18
  • NC RA
    APPROVED
    Since 2024-08-06

Branch Locations

150 Aiken Mall Dr, Aiken, SC 29803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Augusta GA 06/2015 06/2017
Td Ameritrade, Inc. Augusta GA 02/2018 04/2018
Pfs Investments Inc. Atlanta GA 05/2020 01/2021
Legacy Commercial Capital Augusta GA 09/2019 04/2020
Mau/John Deere Augusta GA 05/2019 09/2019
Unemployed Grovetown GA 03/2019 05/2019
Hirequest / Reeves Construction Augusta GA 08/2018 03/2019
Unemployed Aiken SC 05/2018 08/2018
Scottrade/Td Ameritrade Augusta GA 06/2017 05/2018
Scottrade, Inc. Saint Louis MO 06/2017 06/2017
Scottrade Investment Management Saint Louis MO 09/2017 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 10/2022 Present
5 Star Processing Elk Grove CA 03/2021 09/2021
Bon Secours Mercy Health Cincinnati OH 11/2021 10/2022
Unemployed Grovetown GA 09/2021 11/2021
Unemployed Grovetown GA 01/2021 03/2021
Bank Of America, N.A. Charlotte NC 07/2024 Present
  • 06/2015 → 06/2017
    Bank Of America
    Augusta, GA
  • 02/2018 → 04/2018
    Td Ameritrade, Inc.
    Augusta, GA
  • 05/2020 → 01/2021
    Pfs Investments Inc.
    Atlanta, GA
  • 09/2019 → 04/2020
    Legacy Commercial Capital
    Augusta, GA
  • 05/2019 → 09/2019
    Mau/John Deere
    Augusta, GA
  • 03/2019 → 05/2019
    Unemployed
    Grovetown, GA
  • 08/2018 → 03/2019
    Hirequest / Reeves Construction
    Augusta, GA
  • 05/2018 → 08/2018
    Unemployed
    Aiken, SC
  • 06/2017 → 05/2018
    Scottrade/Td Ameritrade
    Augusta, GA
  • 06/2017 → 06/2017
    Scottrade, Inc.
    Saint Louis, MO
  • 09/2017 → 03/2018
    Scottrade Investment Management
    Saint Louis, MO
  • 10/2022 → Present
    Charlotte, NC
  • 03/2021 → 09/2021
    5 Star Processing
    Elk Grove, CA
  • 11/2021 → 10/2022
    Bon Secours Mercy Health
    Cincinnati, OH
  • 09/2021 → 11/2021
    Unemployed
    Grovetown, GA
  • 01/2021 → 03/2021
    Unemployed
    Grovetown, GA
  • 07/2024 → Present
    Bank Of America, N.A.
    Charlotte, NC
Other Businesses

I*1076289, Entity Type: Entity For Profit, Name of OBA: Regal Jones Enterprises LLC, Address: Grovetown, GA, 30813, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 03/26/2018, No Hours: 4hrs/Mo, No Hours during trading: 0, Duties: Music recording, performance, songwriting, and public speaking. I*1826278, Entity Type: Entity For Profit, Name of OBA: Overflow Specialists, LLC, Address: Grovetown, GA, 30813, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date:07/05/2020, No Hours: 0, No Hours during trading: 0, Duties: Long term I may want to invest in real estate to hold or invest in such a way that I benefit from the growth of a non-competing and non-investment related business. But that isn't the situation as of this point. However I do have an entity that is registered. I*: 2104259Entity Type: Entity For Profit,Entity Publicly TradedName of OBA: Lyft IncAddress: New York, NY 10001Investment Related: NoPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date: 11/26/2024Number of Hours: 6 hrs wklyNumber of Hours during trading: 0 Duties: I will not be operating under an entity I will be ridesharing and they 1099. My responsibility will be picking and dropping off people or delivering food. Purpose is just extra money to cover a few things outside of my current budget. I*2244341, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Uber Technologies, Inc, Address: San Francisco, California, 94158, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee State Date: 03/24/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: The entity purpose is transportation and my job would be providing the transportation to their client base. I*2247283, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Amazon Flex, Address: Seattle, Washington, 98109, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee State Date: 03/24/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: On a part time basis outside of work hours I will be driving and delivering packages for extra income.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
  • S66 Uniform Combined State Law Examination
    2024-08-05

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