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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-10 |
| SC | RA | APPROVED | 2022-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Phoenix | Augusta | GA | 07/2008 | 07/2019 |
| Lpl Financial Llc | Aiken | SC | 03/2014 | 03/2017 |
| Stratos Wealth Partners, Ltd | Aiken | SC | 03/2014 | 06/2017 |
| Stratos Wealth Advisors | Aiken | SC | 06/2017 | 03/2023 |
| Lpl Finanial, Llc | Aiken | SC | 03/2022 | Present |
| Stratos Wealth Partners, Ltd | Aiken | SC | 03/2022 | Present |
1) 3/2014 - Business Entity For Tax/Investment Purposes Only - RL FREITAS & ASSOCIATES, LLC - Investment Related - Aiken, SC 29803 2) 2/2022 - DBA for LPL Business (entity for LPL business) - Freitas Wealth Management Group - 160 hr/mon - 8 hr/trading - 100% - Aiken, SC 29803 3) 3/2014 - Non-Variable Insurance - RL FREITAS & ASSOCIATES - Investment Related - 10 hr/mon - 1 hr/trading - 1% - Aiken, SC 29803 4) 3/7/2022 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 5) 06/02/2022 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 02/2022 - 160 Hours Per Month. 6) 06/02/2022 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 02/2022 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 2/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 11/08/2022 - Stratos Wealth Partners - DBA: Freitas Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 04/01/2022 - 160 Hours Per Month/130 Hours During Securities Trading 8) 05/29/2025 - City of North Augusta - Not Investment Related - Other - City Council Member - North Augusta, SC - Start Date:04/29/2025 - 8Hours Per Month/2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-05-20 |
| S66 | Uniform Combined State Law Examination | 2006-09-07 |
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