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Steven Edward Drahozal

Brookstone Wealth Advisors, LLC

Wheaton, IL

Milford, MI

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Current Employers
Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-22
MI RA APPROVED 2024-02-13
  • FL RA
    APPROVED
    Since 2024-02-22
  • MI RA
    APPROVED
    Since 2024-02-13

Branch Locations

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

425 West Huron, Suite 220, Milford, MI 48381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iof Foresters Livonia MI 12/2003 06/2018
Foresters Equity Services Livonia MI 12/2003 06/2018
Sigma Financial Corporation Ann Arbor MI 06/2018 05/2021
Sigma Planning Corporation Ann Arbor MI 06/2018 05/2021
Securities America, Inc. Hartland MI 05/2021 Present
Securities America Advisors Hartland MI 05/2021 Present
  • 12/2003 → 06/2018
    Iof Foresters
    Livonia, MI
  • 12/2003 → 06/2018
    Foresters Equity Services
    Livonia, MI
  • 06/2018 → 05/2021
    Sigma Financial Corporation
    Ann Arbor, MI
  • 06/2018 → 05/2021
    Sigma Planning Corporation
    Ann Arbor, MI
  • 05/2021 → Present
    Securities America, Inc.
    Hartland, MI
  • 05/2021 → Present
    Securities America Advisors
    Hartland, MI
Previous Registrations
  • 2021-05-14 → 2024-02-23
    Securities America Advisors, Inc.
    Hartland, MI
  • 2018-06-07 → 2021-05-17
    Hartland, MI
    Ann Arbor, MI
  • 2011-02-02 → 2018-06-08
    Foresters Equity Services, Inc.
    Hartland, MI
    San Diego, CA
    Livonia, MI
    Livonia, MI
    Livonia, MI
Other Businesses

WEALTH & INCOME MANAGEMENT GROUP - DBA STEVE DRAHOZAL POSITION: It is myself NATURE: I am an independent insurance agent INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 08/01/1986 ADDRESS: 11217 Anya Dr, Hartland MI 48353, United States DESCRIPTION: Sales and service of insurance and annuities MATURE AMERICAN PLANNING COMPANY POSITION: Owner and President NATURE: Since 1998, I have been to owner and president of The Mature American Planning Company, A Michigan C-Corporation and licensed insurance agency. The Mature American Planning Company does not promote the business of any Broker Dealer or Registered Investment Advisor. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 12 START DATE: 06/08/1998 ADDRESS: 11217 Anya Dr, Hartland MI 48353, United States DESCRIPTION: I am the owner and president of The Mature American Planning Company, a Michigan C-Corporation and licensed insurance agency. The Mature American Planning Company does not promote the business of any Broker Dealer or Registered Investment Advisor WEALTH & INCOME MANAGEMENT GROUP POSITION: Registers Rep and Investment Advisor Representative NATURE: Sale of financial services and products INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 08/22/2018 ADDRESS: 11217 Anya Dr, Hartland MI 48353-2640, United States DESCRIPTION: This is the DBA I sell financial services and products through

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-24
S63 Uniform Securities Agent State Law Examination 1987-08-24
  • S65 Uniform Investment Adviser Law Examination
    2011-01-24
  • S63 Uniform Securities Agent State Law Examination
    1987-08-24
Other Names
  • Steve Drahozal

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