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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-20
OR RA APPROVED 2026-04-17
  • TX RA
    APPROVED_RES
    Since 2026-04-20
  • OR RA
    APPROVED
    Since 2026-04-17

Branch Locations

400 International Way Suite 110 1St Fl , Springfield, OR 97477 • United States

360 Sw Bond Street 210 [Satellite], Bend, OR 97702 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Redmond OR 01/2011 11/2016
Wells Fargo Clearing Services, Llc Redmond OR 11/2016 04/2026
Wells Fargo Advisors Financial Network, Llc Bend OR 04/2026 Present
Previous Registrations
  • 2011-01-03 → 2026-04-16
    Vancouver, WA
    Portland, OR
    Madras, OR
    Redmond, OR
    La Grande, OR
    Pendleton, OR
    Bend, OR
    Prineville, OR
    Bend, OR
    Redmond, OR
    Bend, OR
    Vancouver, WA
    Bend, OR
  • 2004-05-07 → 2011-01-03
    Wells Fargo Investments, Llc
    Bend, OR
    Bend, OR
    Redmond, OR
    Prineville, OR
    Bend, OR
    Hood River, OR
    Bend, OR
    Bend, OR
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; BEND, OR; OWNER; RESIDENTIAL RENTAL; START DATE 12/2010; 4 HRS PER MONTH; 0 HRS DURING TRADING.; RENTAL PROPERTY; INVESTMENT RELATED; BEND, OR; 100% OWNERSHIP; START DATE = 05/01/2013; 4 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS.; RENTAL PROPERTY; INV RELATED; REDMOND, OR; OWNER; START DATE 10/1/2015; 4 HRS PER MONTH; 0 HRS DURING TRADING.; REPRESENTATIVE PAYEE FOR DAUGHTER, INV RELATED, BEND, OR, START: 8/19/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING. | RENTAL PROPERTY; INV RELATED; TUCSON, AZ; 100% OWNERSHIP; 02/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING; DEVELOP TWO RENTAL UNITS | RENTAL PROPERTY; INV RELATED: TUCSON, AZ; 100% OWNERSHIP; 07/2025; 3 HOURS PER MONTH; 0 DURING TRADING; DEVELOP RENTAL INCOME PROPERTY VISTA POINTE WEALTH MANAGEMENT, LLC; INV RELATED;BEND,OR; BUSINESS EXPENSES;100% OWNERSHIP; START DATE: 03/04/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-29
S63 Uniform Securities Agent State Law Examination 1989-07-21
  • S65 Uniform Investment Adviser Law Examination
    1995-11-29
  • S63 Uniform Securities Agent State Law Examination
    1989-07-21
Designations

View on SEC IAPD

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