Jay Mahajan

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  San Diego, CA
• 11/2016 → 12/2018
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 01/2019 → 06/2025
  Wells Fargo Clearing Services, Llc
  Portland, OR
• 06/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  Springfield, OR

Previous Registrations

• 2019-01-14 → 2025-06-04
  Wells Fargo Clearing Services, Llc
  Portland, OR
  Bend, OR
  Portland, OR
  Vancouver, WA
  Eugene, OR
  Bend, OR
  Portland, OR
  Vancouver, WA
  Portland, OR
  Lake Oswego, OR
• 2011-01-03 → 2018-12-11
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  Roseville, CA
  Sacramento, CA
  Bethesda, MD
  Minneapolis, MN
  Minneapolis, MN
  Columbia, MD
  Bethesda, MD
• 2005-11-30 → 2011-01-03
  Wells Fargo Investments, Llc
  Pasadena, CA
  Los Angeles, CA
  San Diego, CA
• 2001-01-25 → 2004-04-06
  Citigroup Global Markets Inc.
  Sherman Oaks, CA

Other Businesses

CONTINUITY GROUP LLC: INV RELATED: SPRINGFIELD,OR; START DATE 06/05/2025: 160 HOURS PER MONTH: 160 DURING TRADING; ADMIN COMPANY RENTAL PROPERTY; INV RELATED; SAN DIEGO, CA; CONDO, RESIDENTIAL; 100% OWNERSHIP WITH SPOUSE; 1 HOUR PER MONTH, 0 DURING TRADING; LANDLORD. SHRI INC. NOT INVT RELATED, PORTLAND, OR, 100% OWNERSHIP BY SPOUSE, START DATE 11/12/2020, 10 HRS PER MONTH, 0 HRS DURING TRADING, CONSULTING ON BUSINESS STRATEGES OF CONVENIENCE STORE. CATLIN CABLE SCHOOL, INVT RELATED, PORTLAND, OR, ENDOWMENT COMMITTEE, START DATE 2/9/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO REVIEW INVESTMENT MANAGEMENT BY OUTSIDE MONEY MANAGER AND ENSURE INVESTMENT FIRM'S RECOMMENDATION AND HOLDINGS ARE ALIGNED WITH INVESTMENT POLICY STATEMENT. RENTAL PROPERTY; INVESTMENT RELATED; PORTLAND,OR; 100% OWNERSHIP; START DATE 08/01/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; LANDLORD. CATLIN GABEL SCHOOL, INVT RELATED, ENDOWMENT COMMITTEE CHAIR, PORTLAND, OR, START DATE 11/1/2022, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS WITH OTHER COMMITTEE MEMBERS, WORKING CLOSELY WITH THE OTHER COMMITTEE MEMBERS TO MAINTAIN THE INVESTMENT POLICY STATEMENT.WORKING CLOSELY WITH THE SCHOOL ADMINISTRATION FOR SPENDING NEEDS FROM THIS ENDOWMENT, AND WORK WITH OUTSIDE MONEY MANAGER FOR REBALANCING THE PORTFOLIO AS NEEDED. RENTAL PROPERTY; INV. RELATED; LA QUINTA, CA; 100% OWNERSHIP; START DATE 8/1/2023; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: NONE. CONTINUITY GROUP; NOT INV RELATED; SPRINGFIELD,OR; WEALTH MANAGEMENT SERVICES;7.5% OWNERSHIP;START DATE: 06/02/2025; 160 HRS PER MONTH; 160 HRS DURING TRADING;|

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-22
• S63 Uniform Securities Agent State Law Examination
  1998-12-04

Other Names

• Narinder Mahajan
• Jay Mahajan