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1 Enterprise Drive, Suite 425, Shelton, CT 06484 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-11-13 |
Branch Locations
1 Enterprise Drive, Suite 425, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Strategies Investment Advisor Services, Inc. | Bethel | CT | 01/2019 | Present |
| Financial Strategies Investment Advisor Services, Inc. | Bethel | CT | 06/2015 | 01/2019 |
1) FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC., NOT INVESTMENT RELATED, BETHEL CONNECTICUT, TAX PREPARATION, TAX PREPARER, FULL TIME DURING FEB-APRIL OF EACH FILING YEAR, PREPARE TAXES. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INVESTMENT RELATED, BETHEL, CONNECTICUT, FIXED INSURANCE SALES, INSURANCE AGENT, 1 HOUR OR LESS PER MONTH DEVOTED, 1 HOUR OR LESS PER MONTH DEVOTED DURING SECURITIES TRADING, NON-VARIABLE/FIXED INSURANCE SALES. 3) ELEMENT SUNLIGHT PROPERTIES, LTD., NOT INVESTMENT RELATED, 84 SHERWOOD PL #2 GREENWICH, CT 06830, ARCHITECT DESIGN SERVICES WORKING WITH BUILDERS AND DEVELOPERS, NON-MAJORITY PARTNER, CFO & PASSIVE INVESTOR, 5 HOURS PER MONTH DEVOTED, 1 HOUR OR LESS DURING SECURITIES TRADING HOURS, PASSIVE INVESTMENT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-05-07 |
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