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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-11 |
| OH | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huston Financial Services, Inc. | Findlay | OH | 03/1997 | Present |
| Huston Financial Services Agency Inc. Dba Huston Insurance | Findlay | OH | 04/2016 | Present |
| Signator Investors, Inc. | Findlay | OH | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Findlay | OH | 11/2018 | Present |
1) HUSTON INSURANCE POSITION: Agent/Manager NATURE: DBA for P&C business INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 20 START DATE: 02/01/2003 ADDRESS: 1601 Tiffin Ave, Findlay OH 45840, United States DESCRIPTION: Manage and Sales 2) HUSTON PROPERTIES POSITION: Owner NATURE: Rental units in the office building INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2000 ADDRESS: 1601 Tiffin Ave, Findlay OH 45840, United States DESCRIPTION: Manage the leasing of office space 3) HUSTON FINANCIAL SERVICES (SECURITIES) POSITION: Investment Advisor Representative NATURE: DBA name INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1999 ADDRESS: 1601 Tiffin Ave., Findlay OH 45840, United States DESCRIPTION: DBA name 4) HUSTON FINANCIAL SERVICES AGENCY, INC., DBA HUSTON INSURANCE POSITION: Vice President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2018 ADDRESS: 1601 Tiffin Ave., Findlay OH 45840, United States DESCRIPTION: entity for ownership of Property Casualty business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-20 |
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