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Randy Jay Yoder

Robert W. Baird & Co. Incorporated

Findlay, OH

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-07
OH RA APPROVED 2018-11-06
  • FL RA
    APPROVED
    Since 2018-11-07
  • OH RA
    APPROVED
    Since 2018-11-06

Branch Locations

317 S. Main Street, Findlay, OH 45840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Defiance OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Defiance OH 11/2016 11/2018
Robert W Baird & Co Toledo OH 11/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Defiance, OH
  • 11/2016 → 11/2018
    Wells Fargo Clearing Services, Llc
    Defiance, OH
  • 11/2018 → Present
    Robert W Baird & Co
    Toledo, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-08
S63 Uniform Securities Agent State Law Examination 1999-10-21
  • S65 Uniform Investment Adviser Law Examination
    2012-03-08
  • S63 Uniform Securities Agent State Law Examination
    1999-10-21

View on SEC IAPD

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Other Offices

FIFTH THIRD SECURITIES, INC. · FINDLAY, OH
COMMONWEALTH FINANCIAL NETWORK · Findlay, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FINDLAY, OH
EDWARD JONES · FINDLAY, OH
THE HUNTINGTON INVESTMENT COMPANY · FINDLAY, OH
PFS INVESTMENTS INC. · FINDLAY, OH
HIXON ZUERCHER CAPITAL MANAGEMENT · FINDLAY, OH
HIXON ZUERCHER CAPITAL MANAGEMENT · FINDLAY, OH

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