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Mark William Chamberlain

Captrust

Chesterton, IN

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-05-06
  • IN RA
    APPROVED
    Since 2020-05-06

Branch Locations

3100 Village Point Ste 200, Chesterton, IN 46304 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lakeside Financial Group,Llc Chesterton IN 02/2004 05/2020
Lakeside Wealth Management Group, Llc Chesterton IN 03/2006 05/2020
First Allied Securities, Inc. Chesterton IN 05/2008 05/2020
Capfinancial Partners Llc (Captrust) Raleigh NC 05/2020 Present
Capfinancial Securities Llc Raleigh NC 05/2020 Present
  • 02/2004 → 05/2020
    Lakeside Financial Group,Llc
    Chesterton, IN
  • 03/2006 → 05/2020
    Lakeside Wealth Management Group, Llc
    Chesterton, IN
  • 05/2008 → 05/2020
    First Allied Securities, Inc.
    Chesterton, IN
  • 05/2020 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 05/2020 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
  • 2006-05-08 → 2020-06-30
    Lakeside Wealth Management Group, Llc
    Chesterton, IN
  • 2007-01-01 → 2014-07-24
    First Allied Advisory Services, Inc.
    Chesterton, IN
    Chesterfield, MO
  • 1999-02-01 → 2007-01-03
    Ffp Advisory Services Inc
    Chesterton, IN
Other Businesses

1.) Name: Mark Chamberlain, 407 LLC., Investment-Related: No., Address: private residence, Nature: rental income, Position/Title: Managing Member/Owner, Start: 12/05/2014, Hours/Month: 1, Hours during Market Hours: 0, Duties: manage commercial real estate 2.) INDIANA STATE CHAMBER OF COMMERCE, BOARD MEMBER MARKETING 4 HOURS PER MONTH, 11/01/2012 3.) DUNELAND YMCA CAPITAL CAMPAIGN CHAIR; ANNUAL CAMPAIGN CHAIR; NON-PROFIT ORGANIZATION; START DATE: 7/1/19; 8 HOURS PER MONTH. 4.) BOOK "WHY DO I WORK HERE"; AUTHOR; AUTHOR/SPEAKER/ENTERTAINER/MEDIA CONTRIUBTOR; START DATE: 01/06/2020; 0 HOURS PER MONTH. 5.) Name: Dreaming Tree Monopoly LLC, Address: private residence, Not Investment Related, Nature: family LLC to hold rental real estate, Position/Title: General Partner, Start: 01/01/2025, Hours/Month: 0, Hours during Market Hours: 0, Duties: Manage family real estate holdings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-04
S63 Uniform Securities Agent State Law Examination 1999-01-11
  • S66 Uniform Combined State Law Examination
    2001-01-04
  • S63 Uniform Securities Agent State Law Examination
    1999-01-11

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