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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-05-06 |
Branch Locations
3100 Village Point Ste 200, Chesterton, IN 46304 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lakeside Financial Group,Llc | Chesterton | IN | 02/2004 | 05/2020 |
| Lakeside Wealth Management Group, Llc | Chesterton | IN | 03/2006 | 05/2020 |
| First Allied Securities, Inc. | Chesterton | IN | 05/2008 | 05/2020 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 05/2020 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 05/2020 | Present |
1.) Name: Mark Chamberlain, 407 LLC., Investment-Related: No., Address: private residence, Nature: rental income, Position/Title: Managing Member/Owner, Start: 12/05/2014, Hours/Month: 1, Hours during Market Hours: 0, Duties: manage commercial real estate 2.) INDIANA STATE CHAMBER OF COMMERCE, BOARD MEMBER MARKETING 4 HOURS PER MONTH, 11/01/2012 3.) DUNELAND YMCA CAPITAL CAMPAIGN CHAIR; ANNUAL CAMPAIGN CHAIR; NON-PROFIT ORGANIZATION; START DATE: 7/1/19; 8 HOURS PER MONTH. 4.) BOOK "WHY DO I WORK HERE"; AUTHOR; AUTHOR/SPEAKER/ENTERTAINER/MEDIA CONTRIUBTOR; START DATE: 01/06/2020; 0 HOURS PER MONTH. 5.) Name: Dreaming Tree Monopoly LLC, Address: private residence, Not Investment Related, Nature: family LLC to hold rental real estate, Position/Title: General Partner, Start: 01/01/2025, Hours/Month: 0, Hours during Market Hours: 0, Duties: Manage family real estate holdings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-11 |
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