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Nathan Scott Smith

Fifth Third Securities, Inc.

Portage, IN

Chesterton, IN

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-05-01
  • IN RA
    APPROVED
    Since 2026-05-01

Branch Locations

2655 Willowcreek Rd, Portage, IN 46368 • United States

302 Broadway, Chesterton, IN 46304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Highland IN 06/2016 05/2023
Cetera Investment Services Llc St Cloud MN 05/2023 03/2026
Cetera Investment Advisers Llc Merrillville IN 05/2023 03/2026
First Merchants Investment Services Merrillville IN 05/2023 04/2026
Fifth Third Securities Portage IN 04/2026 Present
Fifth Third Bank Portage IN 04/2026 Present
  • 06/2016 → 05/2023
    Fifth Third Securities
    Highland, IN
  • 05/2023 → 03/2026
    Cetera Investment Services Llc
    St Cloud, MN
  • 05/2023 → 03/2026
    Cetera Investment Advisers Llc
    Merrillville, IN
  • 05/2023 → 04/2026
    First Merchants Investment Services
    Merrillville, IN
  • 04/2026 → Present
    Fifth Third Securities
    Portage, IN
  • 04/2026 → Present
    Fifth Third Bank
    Portage, IN
Previous Registrations
  • 2023-05-22 → 2026-03-31
    Cetera Investment Advisers Llc
    Merrillville, IN
  • 2016-08-08 → 2023-05-15
    Fifth Third Securities, Inc.
    Chicago, IL
    Gary, IN
    Mishawaka, IN
    Highland, IN
    Hammond, IN
    Hammond, IN
    Gary, IN
    South Bend, IN
    Lansing, IL
    Elkhart, IN
    Chicago, IL
    Gary, IN
    Hobart, IN
    Harvey, IL
    Valparaiso, IN
    Valparaiso, IN
    Valparaiso, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-08
S63 Uniform Securities Agent State Law Examination 2013-01-11
  • S66 Uniform Combined State Law Examination
    2016-08-08
  • S63 Uniform Securities Agent State Law Examination
    2013-01-11
Other Names
  • Nate Scott Smith

View on SEC IAPD

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Other Investors

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Daniel Robert Reisen
NICHOLAS WILLIAM OLLEARIS
MICHAEL RICHARD LOBECK
BRIAN JAMES BOLEK
JON CHRISTOPHER LYONS
Steven Mitcheltree
Mason Maple

Other Offices

EDWARD JONES · PORTAGE, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Portage, IN
ALLSTATE FINANCIAL ADVISORS, LLC · Portage, IN
FIRST HEARTLAND CONSULTANTS, INC. · PORTAGE, IN
J.P. MORGAN SECURITIES LLC · PORTAGE, IN
EDWARD JONES · PORTAGE, IN
CREATIVE FINANCIAL DESIGNS, INC. · Hobart, IN
J.P. MORGAN SECURITIES LLC · HOBART, IN

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