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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-03-22 |
Branch Locations
737 Fritztown Road, Sinking Spring, PA 19608 • United States
5320 Northshore Drive, North Little Rock, AR 72118 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concert Wealth Management, Inc. | San Jose | CA | 07/2014 | 05/2017 |
| Institute For Wealth Management, Inc. | Dallas | TX | 03/2017 | 05/2017 |
| Sowell Management | Sinking Spring | PA | 03/2017 | Present |
| Labrunerie Financial, Inc. | Sinking Spring | PA | 06/2018 | 12/2023 |
| Dianne Mae Financial | Sinking Spring | PA | 07/2014 | Present |
1) Dianne Mae Financial; 737 Fritztown Rd, Sinking Spring, PA 19608; investment-related; financial advisor and President; starting 07/2014; DBA used to provide and market insurance and financial services, investment advisory services offered through Sowell Management. 2) CO-OWNER, PAPPY G'S INC. NON-INVESTMENT RELATED, LICENSED FINE DINING ESTABLISHMENT. SINCE 1998. 6 HRS/ MONTHLY. NOT DURING TRADING HOURS. 3) MEMBER, COUNCIL OF TRUSTEES, KUTZTOWN STATE UNIVERSITY OF PENNSYLVANIA. NON-INVESTMENT RELATED. 3 HRS.MONTHLY INFREQUENTLY DURING TRADING HOURS. 4) CO-OWNER OF RENTAL PROPERTIES WHICH GENERATE RENTAL INCOME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-28 |
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