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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-02-14 |
Branch Locations
1605 Lititz Pike, Lancaster, PA 17601 • United States
4620 West Penn Avenue, Sinking Spring, PA 19608 • United States
4620 West Penn Avenue, Sinking Spring, PA 19608 • United States
4363 Perkiomen Ave., Reading, PA 19606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities Llc | Guaynabo | PR | 09/2012 | 09/2016 |
| Members 1St Federal Credit Union | Lititz | PA | 12/2016 | Present |
| Invest Financial Corporation | Tampa | FL | 04/2017 | 02/2018 |
| Lpl Financial Llc | Ephrata | PA | 02/2018 | Present |
1. 02/14/2018 - Members 1st Federal Credit Union - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Financial Advisor. 2. 02/14/2018 - Members 1st Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 4/10/2018 - Members 1st Federal Credit Union - DBA: Members 1st Investment Services and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2018 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-21 |
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