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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-01-10 |
| MD | RA | APPROVED | 2002-12-11 |
| TX | RA | APPROVED_RES | 2002-12-09 |
Branch Locations
3 Park Place 3Rd Floor, Annapolis, MD 21401 • United States
Townsend, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Hunt Valley | MD | 12/2002 | 12/2023 |
| Ubs Financial Services Inc. | Annapolis | MD | 01/2024 | Present |
St Mary's College of Maryland Alumni Council Treasurer / St Mary's College of Maryland 47645 College DriveSt Mary's CityMarylandUnited States20686 / Educational Establishment / Volunteer Treasurer position on the Alumni council / Quarterly meetings in regards to Alumni functions / 7/1/2022
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-07-17 |
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