Joseph Lawrence Ferri

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Owego, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Owego, NY

Other Businesses

Real Estate Ownership; Commercial; 184 Front St, , Owego, NY, 13827; Not Investment-Related; 09/01/2010. Business Ownership; Office Building LLC; ; Establishing LLC for Office Building; 184 Front St Owego NY 13862, ,; ; 07/02/2012; 0 hours per month; / Joseph L Ferri; Owner; I Provide Financial Planning and Advice. This OBA is in relation to establishing a DB pension plan for the business; 184 FRONT ST, , OWEGO, NY, 13827; Investment-Related; 08/27/2025; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-02
• S63 Uniform Securities Agent State Law Examination
  1999-10-25

Designations

• Certified Financial Planner