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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-20 |
| NY | RA | APPROVED | 2022-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Binghamton | NY | 09/2015 | 09/2016 |
| First Niagara Bank | Binghamton | NY | 09/2015 | 09/2016 |
| Key Investment Services Llc | Syracuse | NY | 09/2016 | 10/2022 |
| Keybank | Binghamton | NY | 09/2016 | 02/2017 |
| Keybank | Binghamton | NY | 02/2017 | 10/2022 |
| Tioga State Bank | Owego | NY | 10/2022 | Present |
| Lpl Financial Llc | Owego | NY | 10/2022 | Present |
1) 10/2022- Tioga State Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 10/2022- Conor Hogan- notary- inv. related- Owego, NY- start date 10/11/2022- 1hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-06 |
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