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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
1684 Sw 86Th Suite C, Oklahoma City, OK 73159 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Oklahoma City | OK | 03/1987 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Oklahoma City | OK | 05/1987 | 07/2021 |
| Francis Tuttle Technology Center | Oklahoma City | OK | 09/2002 | 07/2021 |
| Bcd Enterprises, Inc. | Oklahoma City | OK | 01/2001 | 01/2021 |
| Rcd Holdings, Inc | Oklahoma City | OK | 06/2015 | 08/2020 |
| Randal Dame-Notary | Oklahoma City | OK | 06/2000 | 07/2021 |
| Rcd Systems, Llc | Oklahoma City | OK | 08/2020 | 07/2021 |
| Okc Wealth Advisors, Llc | Oklahoma City | OK | 09/2020 | 09/2020 |
| Wealthfirst Financial Advisors, Llc | Oklahoma City | OK | 09/2020 | 07/2021 |
| Lpl Financial Llc | Oklahoma City | OK | 07/2021 | Present |
1. 07/27/2021 - RCD Systems, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 08-2020 - Time Spent 8% 2. 07/27/2021 - Francis Tuttle Technology Center - Not Investment Related - 12777 North Rockwell Oklahoma, City OK - Other - Teaching - adjunct instructor - Start Date - 09/2002 - 3 Hours Per Month 3. 07/27/2021 - Randal Dame-Notary - Investment Reported - Home Based - Notary - Start Date - 06/2000 4. 2/14/2023 - Associates of Clifton Park - Investment Related - 1684 SW 86th Suite C Oklahoma City, OK 73159 - Non-Variable Insurance - Start Date - 02/13/2023 - 5 Hours Per Month/5 Hours During Securities Trading 5. 05/14/2024 - OK Wealth Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-11 |
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