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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • OK RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

1684 Sw 86Th Suite C, Oklahoma City, OK 73159 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Oklahoma City OK 03/1987 07/2021
Various Insurance Carriers For W & R Insurance Agencies Oklahoma City OK 05/1987 07/2021
Francis Tuttle Technology Center Oklahoma City OK 09/2002 07/2021
Bcd Enterprises, Inc. Oklahoma City OK 01/2001 01/2021
Rcd Holdings, Inc Oklahoma City OK 06/2015 08/2020
Randal Dame-Notary Oklahoma City OK 06/2000 07/2021
Rcd Systems, Llc Oklahoma City OK 08/2020 07/2021
Okc Wealth Advisors, Llc Oklahoma City OK 09/2020 09/2020
Wealthfirst Financial Advisors, Llc Oklahoma City OK 09/2020 07/2021
Lpl Financial Llc Oklahoma City OK 07/2021 Present
  • 03/1987 → 07/2021
    Waddell & Reed, Inc.
    Oklahoma City, OK
  • 05/1987 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Oklahoma City, OK
  • 09/2002 → 07/2021
    Francis Tuttle Technology Center
    Oklahoma City, OK
  • 01/2001 → 01/2021
    Bcd Enterprises, Inc.
    Oklahoma City, OK
  • 06/2015 → 08/2020
    Rcd Holdings, Inc
    Oklahoma City, OK
  • 06/2000 → 07/2021
    Randal Dame-Notary
    Oklahoma City, OK
  • 08/2020 → 07/2021
    Rcd Systems, Llc
    Oklahoma City, OK
  • 09/2020 → 09/2020
    Okc Wealth Advisors, Llc
    Oklahoma City, OK
  • 09/2020 → 07/2021
    Wealthfirst Financial Advisors, Llc
    Oklahoma City, OK
  • 07/2021 → Present
    Oklahoma City, OK
Previous Registrations
  • 1991-06-12 → 2021-07-21
    Waddell & Reed
    Edmond, OK
    Yukon, OK
    Yukon, OK
    Midwest City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Edmond, OK
Other Businesses

1. 07/27/2021 - RCD Systems, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 08-2020 - Time Spent 8% 2. 07/27/2021 - Francis Tuttle Technology Center - Not Investment Related - 12777 North Rockwell Oklahoma, City OK - Other - Teaching - adjunct instructor - Start Date - 09/2002 - 3 Hours Per Month 3. 07/27/2021 - Randal Dame-Notary - Investment Reported - Home Based - Notary - Start Date - 06/2000 4. 2/14/2023 - Associates of Clifton Park - Investment Related - 1684 SW 86th Suite C Oklahoma City, OK 73159 - Non-Variable Insurance - Start Date - 02/13/2023 - 5 Hours Per Month/5 Hours During Securities Trading 5. 05/14/2024 - OK Wealth Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 1 Hour Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-15
S63 Uniform Securities Agent State Law Examination 1987-06-11
  • S66 Uniform Combined State Law Examination
    2005-08-15
  • S63 Uniform Securities Agent State Law Examination
    1987-06-11
Other Names
  • Randy Dame

View on SEC IAPD

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