Ross Elliot Dowling

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Austin, TX
• 11/2016 → 04/2018
  Wells Fargo Clearing Services, Llc
  Austin, TX
• 04/2018 → Present
  Raymond James And Associates
  Austin, TX

Previous Registrations

• 2008-01-01 → 2018-04-30
  Wells Fargo Clearing Services, Llc
  Austin, TX
  Austin, TX
• 2003-08-20 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Austin, TX
  Austin, TX
  St. Louis, MO

Other Businesses

TRUSTEE FOR FAMILY, INVESTMENT RELATED, HOUSTON TX, NO CURRENT HOURS DEVOTED, START 01/01/2013

Exams

• S66 Uniform Combined State Law Examination
  2003-08-15
• S63 Uniform Securities Agent State Law Examination
  1999-07-07

Other Names

• Ross E Dowling