Mark Howard Goldman

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 08/2022
  B. Riley Wealth Management
  Glen Cove, NY
• 07/2022 → 08/2022
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 08/2022 → Present
  Raymond James Financial Services, Inc.
  Glen Head, NY
• 08/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Glen Head, NY
• 08/2022 → Present
  Goldman Financial Services
  Glen Head, NY

Previous Registrations

• 2010-01-29 → 2022-09-07
  B. Riley Wealth Management
  Port Washington, NY
  Memphis, TN
  Glen Cove, NY
  Hartville, OH
• 2022-08-08 → 2022-09-07
  B. Riley Wealth Advisors, Inc.
  Port Washington, NY

Other Businesses

(1)Name of Business: Goldman Financial Services Address: 8 Maple St Ste 7, Port Washington, NY, 11050-2963, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/30/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Providing full service financial advice and services to individual and corporate clients. (2)Name of Business: Goldman Financial Services Address: 333 Glen Head Rd Ste 260, Glen Head, NY, 11545-1960, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 08/09/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Providing financial services.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-13
• S63 Uniform Securities Agent State Law Examination
  1987-04-07

Designations

• Certified Financial Planner