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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-31 |
| TX | RA | APPROVED | 2022-08-31 |
Branch Locations
333 Glen Head Rd Suite 260, Glen Head, NY 11545 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Glen Cove | NY | 03/2007 | 08/2022 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 08/2022 |
| Raymond James Financial Services, Inc. | Glen Head | NY | 08/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Glen Head | NY | 08/2022 | Present |
| Goldman Financial Services | Glen Head | NY | 08/2022 | Present |
(1)Name of Business: Goldman Financial Services Address: 8 Maple St Ste 7, Port Washington, NY, 11050-2963, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/30/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Providing full service financial advice and services to individual and corporate clients. (2)Name of Business: Goldman Financial Services Address: 333 Glen Head Rd Ste 260, Glen Head, NY, 11545-1960, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 08/09/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Providing financial services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-07 |
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