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Current Employers
Tsa Management Inc

725 Glen Cove Ave, Glen Head, NY 11545 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-06
  • NY RA
    APPROVED
    Since 2021-04-06

Branch Locations

725 Glen Cove Ave, Glen Head, NY 11545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hrc Investment Services, Inc Glen Head NY 04/2009 Present
  • 04/2009 → Present
    Hrc Investment Services, Inc
    Glen Head, NY
Previous Registrations
Other Businesses

YOUTH AND FAMILY COUNSELING AGENCY OF OYSTER BAY, 12 Irving Place OYSTER BAY NY Treasurer - Chairperson of finance committee, meeting with accountant, & auditor to ensure compliance with NYS and Nassau County. Is not investment related, but does have control over funds - check writing, co-signor on checks greater than $5,000. STARTED 12/1/2024 2-3 HRS/MO 0 DURING TRADING HRS. Sagamore Junior Sailing, 1 Bay Ave, Oyster Bay, NY 11771. Nominated for 3 year term starting January 1, 2022. Support club activities, leadership and corporate governance of by-laws. It is not investment related and I have no custody of funds. I will spend 2-3 hours per month and there will be no compensation for this. It is a 501 c-7 non-profit social club with 7-10 seasonal workers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-09
  • S66 Uniform Combined State Law Examination
    2005-12-09
Designations
Other Names
  • James Werner

View on SEC IAPD

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