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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-05-20
TX RA APPROVED_RES 2022-05-18
  • AL RA
    APPROVED
    Since 2022-05-20
  • TX RA
    APPROVED_RES
    Since 2022-05-18

Branch Locations

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

401 Elba Hwy, Troy, AL 36079 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cox & Associates,Inc. Troy AL 01/1987 05/2022
Wells Fargo Advisors Llc Troy AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Troy AL 11/2016 05/2022
Benjamin F. Edwards Tory AL 05/2022 Present
  • 01/1987 → 05/2022
    Cox & Associates,Inc.
    Troy, AL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Troy, AL
  • 11/2016 → 05/2022
    Troy, AL
  • 05/2022 → Present
    Benjamin F. Edwards
    Tory, AL
Previous Registrations
Other Businesses

NBC Sports; not investment-related; NBC Sports Golf Operations, 1 Blachley Road, Stamford, CT 06902; television production of PGA Tour events; Spotter; Start date: 1.01.2025; 4 hours/month; 2 hours/month during trading hours; works a couple PGA Tour Golf events each year as a volunteer spotter for television announcers

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-30
  • S63 Uniform Securities Agent State Law Examination
    1989-05-30
Other Names
  • Collin L Mccrary

View on SEC IAPD

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