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Leo Lamond Syphus

LPl Financial LLC

St. George, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-05-01
  • UT RA
    APPROVED
    Since 2025-05-01

Branch Locations

1331 N Dixie Downs Rd., Unit 76, St. George, UT 84770 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scf Securities, Inc. Fresno CA 10/2013 05/2025
Scf Investment Advisors, Inc. Fresno CA 10/2013 05/2025
Lpl Financial Llc St. George UT 05/2025 Present
  • 10/2013 → 05/2025
    Scf Securities, Inc.
    Fresno, CA
  • 10/2013 → 05/2025
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 05/2025 → Present
    St. George, UT
Previous Registrations
  • 2013-11-04 → 2025-05-01
    Scf Investment Advisors, Inc.
    Fresno, CA
    St. George, UT
    San Diego, CA
    St. George, UT
  • 2005-04-25 → 2013-10-31
    Wall Street Financial Group, Inc.
    St. George, UT
    Saint George, UT
    Victor, NY
    St. George, UT
    St. George, UT
  • 1999-06-07 → 2005-04-22
    Zions Direct, Inc.
    St. George, UT
Other Businesses

1. 5/2025 - Syphus Financial, Inc. - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location - Start Date 07/11/2016 - 160hrs/MTH 2. 5/2025 - Syphus Financial, Inc. - Non-Variable Insurance/Insurance Agency - INV REL - At Reported Business Location - Start Date 06/01/1983 - 5hrs/MTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-09-08
S63 Uniform Securities Agent State Law Examination 1987-05-06
  • S66 Uniform Combined State Law Examination
    1997-09-08
  • S63 Uniform Securities Agent State Law Examination
    1987-05-06
Designations
Other Names
  • L Lamond Syphus

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