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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
1900 O'FArrell St Ste 180, San Mateo, CA 94403-1329 • United States
Burlingame, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Mateo | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | San Mateo | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 1548 8th Avenue, , San Francisco, CA, 94122; Not Investment-Related; 01/01/1989 / Single Family; 1951 11th Avenue, , San Francisco, CA, 94116; Not Investment-Related; 01/01/1989. Board of Directors; Asian Women Resources Center; President; 940 Washington Street, , San Francisco, CA, 94108; Not Investment-Related; 02/01/2012; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-21 |
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