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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-09-06
  • TX RA
    APPROVED
    Since 2007-09-06

Branch Locations

5601 Granite Parkway Stes. 400 & 1300, Plano, TX 75024 • United States

5909 Camp Bowie Blvd., Fort Worth, TX 76107 • United States

3908 Telephone Rd., Fort Worth, TX 76135 • United States

500 Grapevine Highway, Hurst, TX 76054 • United States

600 Penn Street, Fort Worth, TX 76102 • United States

3200 Heritage Trace Parkway, Fort Worth, TX 76177 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bokf, Na Hurst TX 01/2006 Present
Bok Financial Securities, Inc. Hurst TX 01/2006 Present
Other Businesses

A DIRECTOR OF LIFEBIONIX, INC. UNPAID AND WORK NO MORE THAN 6 HOURS PER QUARTER DURING EVENING AND WEEKENDS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-19
S63 Uniform Securities Agent State Law Examination 1987-04-08
  • S65 Uniform Investment Adviser Law Examination
    2007-06-19
  • S63 Uniform Securities Agent State Law Examination
    1987-04-08

View on SEC IAPD

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