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Thomas Richard Vetrano

Principal Securities, Inc.

Tucson, AZ

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
AZ RA APPROVED 2006-03-23
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • AZ RA
    APPROVED
    Since 2006-03-23

Branch Locations

7498 N La Cholla Blvd, Tucson, AZ 85741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Tucson AZ 03/1987 Present
Principal Life Insurance Company Tucson AZ 07/1998 Present
Vetrano Financial Services Tucson AZ 08/2000 Present
  • 03/1987 → Present
    Tucson, AZ
  • 07/1998 → Present
    Principal Life Insurance Company
    Tucson, AZ
  • 08/2000 → Present
    Vetrano Financial Services
    Tucson, AZ
Other Businesses

***OUTSIDE INSURANCE. 05/16/2011, SELLING FIXED OUTSIDE INSURANCE TO INCLUDE LIFE, DI, LTC AND HEALTH INSURANCE THROUGH VARIOUS CARRIERS, FIXED ANNUITIES. ***911 Tower Challenge Foundation, Board Member, 03/27/17. ***Vetrano Properties, LLC; Not Investment Related; 10415 N Pecon Place, Tucson, AZ 85737; Co-owner; Jointly owned LLC with spouse. Receives income from tenant leases.; Start Date: 07/01/2007; 2 hrs per month; 0 during trading hours. ***Property; Not Investment Related; Tucson, AZ; Co-Owner; purchasing with the intent of selling or renting. Co-owned with brother handling day to day responsibilities, weekend responsibilities as needed; Start Date: 04/15/2021; 0 hrs per month; 0 during trading hours. HEARTS OF GOLD POLICE FAMILY OUTREACH FOUNDATION POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/09/2019 ADDRESS: 7498 N La Cholla Blvd, Tucson AZ 85741, United States DESCRIPTION: Stepping down as Chair on the Hearts of Gold board effective 7/31/2023.Will remain an active Board Member and will purposefully not have any financial responsibilities. Q#6 The address- mostly via Teams or a board member's home. This is an Edit to the original OBA in 7/09/2019 that stated that he was serving as the Chair of the board.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-21
S63 Uniform Securities Agent State Law Examination 1987-05-21
  • S66 Uniform Combined State Law Examination
    2006-03-21
  • S63 Uniform Securities Agent State Law Examination
    1987-05-21
Other Names
  • Thomsa Richard Vetrano
  • Thomasd Richard Vetrano
  • Thomas R Vetrano

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