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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| AZ | RA | APPROVED | 2006-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Tucson | AZ | 03/1987 | Present |
| Principal Life Insurance Company | Tucson | AZ | 07/1998 | Present |
| Vetrano Financial Services | Tucson | AZ | 08/2000 | Present |
***OUTSIDE INSURANCE. 05/16/2011, SELLING FIXED OUTSIDE INSURANCE TO INCLUDE LIFE, DI, LTC AND HEALTH INSURANCE THROUGH VARIOUS CARRIERS, FIXED ANNUITIES. ***911 Tower Challenge Foundation, Board Member, 03/27/17. ***Vetrano Properties, LLC; Not Investment Related; 10415 N Pecon Place, Tucson, AZ 85737; Co-owner; Jointly owned LLC with spouse. Receives income from tenant leases.; Start Date: 07/01/2007; 2 hrs per month; 0 during trading hours. ***Property; Not Investment Related; Tucson, AZ; Co-Owner; purchasing with the intent of selling or renting. Co-owned with brother handling day to day responsibilities, weekend responsibilities as needed; Start Date: 04/15/2021; 0 hrs per month; 0 during trading hours. HEARTS OF GOLD POLICE FAMILY OUTREACH FOUNDATION POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/09/2019 ADDRESS: 7498 N La Cholla Blvd, Tucson AZ 85741, United States DESCRIPTION: Stepping down as Chair on the Hearts of Gold board effective 7/31/2023.Will remain an active Board Member and will purposefully not have any financial responsibilities. Q#6 The address- mostly via Teams or a board member's home. This is an Edit to the original OBA in 7/09/2019 that stated that he was serving as the Chair of the board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-21 |
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