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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-08-12 |
| TX | RA | APPROVED | 2019-08-12 |
Branch Locations
1272 A Jungermann Road, St. Peters, MO 63376 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2010 | 06/2019 |
| Lpl Financial Llc | Saint Peters | MO | 08/2019 | Present |
1. 10/21/2019 - Credo Financial Group - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/20/2019 - 5 Hours Per Month/0 Hours During Securities Trading. 2. 6/8/2020 - Cornerstone Wealth Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/3/2020 - 100 Hours Per Month/8 Hours During Securities Trading. 3. 12/21/2021 - FINRA - Not Investment Related - Remote/Various Locations - Outside/W-2 Employment - Arbitrator - Start Date: 11/23/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 4. 07/19/2022 - BUI (Brokerage Unlimited Inc.) and The Pickett Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - LPL Wealth Manager and Insurance Agent - Start Date - 06/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 5. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 160 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-18 |
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